SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
§ 240.13d-1(a)
(Amendment No. 2)*
CLEARWIRE CORPORATION
(Name of Issuer)
Class A Common Stock
(Title of Class of Securities)
18538Q 105
(CUSIP Number)
Michael J. Egan
King & Spalding LLP
1180 Peachtree Street, N.E.
Atlanta, Georgia 30309
(404) 572-4600
(Name, address and telephone number of Person Authorized to Receive Notices and Communications)
May 20, 2013
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box: ¨
NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (the Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following pages)
(1) |
Name of reporting person:
Sprint Nextel Corporation | |||||
(2) | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
(3) | SEC use only
| |||||
(4) | Source of funds:
Not Applicable | |||||
(5) | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨
| |||||
(6) | Citizenship or place of organization:
Kansas | |||||
Number of shares beneficially owned by each reporting person with
|
(7) | Sole Voting Power:
0 | ||||
(8) | Shared Voting Power:
739,010,818* | |||||
(9) | Sole dispositive power:
0 | |||||
(10) | Shared dispositive power:
739,010,818* | |||||
(11) |
Aggregate amount beneficially owned by each reporting person:
739,010,818* | |||||
(12) | Check box if the aggregate amount in Row (11) excludes certain shares x**
| |||||
(13) | Percent of class represented by amount in Row (11):
52.5%* | |||||
(14) | Type of reporting person:
HC |
* | See discussion in Items 4 through 6 of this Amendment No. 2 to Schedule 13D (the Amendment). As more fully described in the responses to Items 4 through 6 of the Schedule 13D, the Reporting Persons and certain other beneficial owners of Class A Common Stock named herein may be deemed to be members of a group under Section 13(d) of the Act by virtue of the Equityholders Agreement described in the Schedule 13D. Neither the filing of this Amendment nor any of its contents shall be deemed to constitute an admission by any Reporting Person that, except as expressly set forth herein, it has or shares beneficial ownership of any shares of Class A Common Stock held by any other person for purposes of Section 13(d) of the Act, or for any other purpose, and such beneficial ownership thereof is expressly disclaimed. |
** | See the footnotes to the table in Item 5(a)-(b) of this Amendment. |
(1) |
Name of reporting person:
Sprint HoldCo, LLC | |||||
(2) | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
(3) | SEC use only
| |||||
(4) | Source of funds:
WC | |||||
(5) | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨
| |||||
(6) | Citizenship or place of organization:
Delaware | |||||
Number of shares beneficially owned by each reporting person with
|
(7) | Sole Voting Power:
0 | ||||
(8) | Shared Voting Power:
705,359,348* | |||||
(9) | Sole dispositive power:
0 | |||||
(10) | Shared dispositive power:
705,359,348* | |||||
(11) |
Aggregate amount beneficially owned by each reporting person:
705,359,348* | |||||
(12) | Check box if the aggregate amount in Row (11) excludes certain shares x**
| |||||
(13) | Percent of class represented by amount in Row (11):
50.2%* | |||||
(14) | Type of reporting person:
OO |
* | See discussion in Items 4 through 6 of this Amendment. As more fully described in the responses to Items 4 through 6 of the Schedule 13D, the Reporting Persons and certain other beneficial owners of Class A Common Stock named herein may be deemed to be members of a group under Section 13(d) of the Act by virtue of the Equityholders Agreement described in the Schedule 13D. Neither the filing of this Amendment nor any of its contents shall be deemed to constitute an admission by any Reporting Person that, except as expressly set forth herein, it has or shares beneficial ownership of any shares of Class A Common Stock held by any other person for purposes of Section 13(d) of the Act, or for any other purpose, and such beneficial ownership thereof is expressly disclaimed. |
** | See the footnotes to the table in Item 5(a)-(b) of this Amendment. |
(1) |
Name of reporting person:
SN UHC 1, Inc. | |||||
(2) | Check the appropriate box if a member of a group (a) ¨ (b) x
| |||||
(3) | SEC use only
| |||||
(4) | Source of funds:
WC | |||||
(5) | Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ¨
| |||||
(6) | Citizenship or place of organization:
Delaware | |||||
Number of shares beneficially owned by each reporting person with
|
(7) | Sole Voting Power:
0 | ||||
(8) | Shared Voting Power:
33,651,470* | |||||
(9) | Sole dispositive power:
0 | |||||
(10) | Shared dispositive power:
33,651,470* | |||||
(11) |
Aggregate amount beneficially owned by each reporting person:
33,651,470* | |||||
(12) | Check box if the aggregate amount in Row (11) excludes certain shares x**
| |||||
(13) | Percent of class represented by amount in Row (11):
4.8%* | |||||
(14) | Type of reporting person:
OO |
* | See discussion in Items 4 through 6 of this Amendment. As more fully described in the responses to Items 4 through 6 of the Schedule 13D, the Reporting Persons and certain other beneficial owners of Class A Common Stock named herein may be deemed to be members of a group under Section 13(d) of the Act by virtue of the Equityholders Agreement described in the Schedule 13D. Neither the filing of this Amendment nor any of its contents shall be deemed to constitute an admission by any Reporting Person that, except as expressly set forth herein, it has or shares beneficial ownership of any shares of Class A Common Stock held by any other person for purposes of Section 13(d) of the Act, or for any other purpose, and such beneficial ownership thereof is expressly disclaimed. |
** | See the footnotes to the table in Item 5(a)-(b) of this Amendment. |
This Amendment No. 2 to Statement on Schedule 13D (this Amendment) is filed by Sprint Nextel Corporation, a Kansas corporation (Sprint), Sprint HoldCo, LLC, a Delaware limited liability company (Sprint HoldCo) and SN UHC 1, Inc., a Delaware corporation (SN UHC 1) and together with Sprint and Sprint HoldCo, the Sprint Entities or the Reporting Persons), with respect to the Class A common stock, par value $0.0001 per share (the Class A Common Stock), of Clearwire Corporation, a Delaware corporation (Clearwire or the Issuer).
EXPLANATORY NOTE REGARDING PRIOR JOINT SCHEDULE 13D
This Amendment relates to the Statement on Schedule 13D filed on December 5, 2008 (the Initial Joint 13D Filing), as amended by Amendment No. 1 thereto filed on February 27, 2009, Amendment No. 2 thereto filed on November 12, 2009, Amendment No. 3 thereto filed on December 22, 2009, Amendment No. 4 thereto filed on December 7, 2010, Amendment No. 5 thereto filed on December 14, 2010, Amendment No. 6 thereto filed on May 13, 2011, Amendment No. 7 thereto filed on June 8, 2011, Amendment No. 8 thereto filed on December 16, 2011, Amendment No. 9 thereto filed on February 24, 2012, Amendment No. 10 thereto filed on March 14, 2012, Amendment No. 11 thereto filed on June 15, 2012, Amendment No. 12 thereto filed on September 14, 2012, Amendment No. 13 thereto filed on October 3, 2012 and the Amendment No. 14 thereto filed on October 18, 2012 (such Amendment, Amendment No. 14 and the Initial Joint 13D Filing, as so amended through Amendment No. 14, the Prior Joint Schedule 13D). The Prior Joint Schedule 13D was jointly filed on behalf of (i) the Reporting Persons, (ii) Comcast Corporation, a Pennsylvania corporation (Comcast), Comcast Wireless Investment, LLC, a Delaware limited liability company (Comcast LLC and, collectively with Comcast, the Comcast Entities), (iii) Bright House Networks, LLC, a Delaware limited liability company (BHN), BHN Spectrum Investments, LLC, a Delaware limited liability company (BHN Spectrum), Newhouse Broadcasting Corporation, a New York corporation (NBCo, and collectively with BHN and BHN Spectrum, the BHN Entities), (iv) Eagle River Holdings, LLC, a Washington limited liability company (ERH), and Craig O. McCaw, an individual (Mr. McCaw and, together with ERH, the ERH Entities), and (v) certain other beneficial owners of Class A Common Stock that were previously party to the Equityholders Agreement described in this Schedule 13D, except that Amendment No. 14 was filed jointly on behalf of Sprint, Sprint HoldCo and the ERH Entities only.
On October 17, 2012, the Reporting Persons elected to report their beneficial ownership of Class A Common Stock apart from the Comcast Entities, the BHN Entities and the ERH Entities, except that Sprint, Sprint HoldCo and the ERH Entities filed Amendment No. 14 pursuant to a joint filing agreement among such parties solely with respect to that filing. On December 13, 2012, a Schedule 13D was filed solely by the Reporting Persons (the New Joint Schedule 13D), as amended by Amendment No. 1 thereto filed on December 19, 2012 (such Amendment No. 1 together with the New Joint Schedule 13D, as so amended through this Amendment, the Schedule 13D), and this Amendment is filed solely by the Reporting Persons. However, the Schedule 13D is a continuation of the Reporting Persons beneficial ownership reporting of Class A Common Stock set forth in the Prior Joint Schedule 13D and, as such, information from the Prior Joint Schedule 13D has been incorporated herein by reference as if set forth in full herein. The Initial Joint 13D Filing and all amendments thereto through Amendment No. 14 are filed as Exhibits 99.1 through Exhibit 99.15 to the New Joint Schedule 13D, respectively.
All capitalized terms used in this Amendment and not defined herein have the meanings ascribed to such terms in the Prior Joint Schedule 13D or New Joint Schedule 13D, as applicable.
Item 1. | Security and Issuer. |
No material change.
Item 2. | Identity and Background. |
No material change.
Item 3. | Source and Amount of Funds or Other Consideration. |
Item 3 of the Schedule 13D is amended and supplemented by adding the following information under a new heading Merger Update:
Sprint estimates that, at the price per share/unit set forth in the Second Amendment with respect to the Merger (as described in Item 4 below), the amount in cash required to acquire the remaining shares of Common Stock and Clearwire Communications Class B Common Interests not already owned by the Sprint Entities would increase to approximately $2.6 billion. In addition, based on Clearwires decision not to draw on the first two Draw Dates and election to draw on the subsequent two Draw Dates, up to $400 million in cash will be required to acquire the maximum remaining amount of available Interim Notes (as described in Item 4 below). Sprint anticipates that it will obtain such funds from working capital.
Item 4. | Purpose of Transaction. |
Item 4 of the Schedule 13D is amended and supplemented by adding the following information under a new heading Merger Update:
On May 20, 2013, Sprint delivered a letter (the Merger Consideration Letter) to Clearwire in which Sprint offered to increase the Merger Consideration from $2.97 per share in cash, without interest, to $3.40 per share in cash, without interest (the Merger Consideration Increase). On May 21, 2013, Sprint, Merger Sub and Clearwire executed a Second Amendment to the Merger Agreement (the Second Amendment) providing for such Merger Consideration Increase. Pursuant to the Second Amendment, the
special meeting called in order to obtain the Clearwire Stockholder Approval was convened on May 21, 2013 and was immediately adjourned to May 31, 2013, subject to any reasonable delay.
The Merger Consideration Increase and the documents contemplated thereby were approved unanimously by Sprints Board of Directors in a special meeting held on May 20, 2013. Pursuant to the terms of the SoftBank Merger Agreement, SoftBank provided its consent for Sprint to effect the Merger Consideration Increase and enter into the Second Amendment and related transactions (the SoftBank Consent).
The foregoing descriptions of the Merger Consideration Letter, Second Amendment and SoftBank Consent are only a summary, do not purport to be complete and are qualified in their entirety by reference to the full text of the Merger Consideration Letter, Second Amendment and SoftBank Consent, which are filed as Exhibit 99.62, Exhibit 99.63 and Exhibit 99.64 hereto, respectively, and are incorporated herein by reference.
Item 5. | Interest in Securities of the Issuer. |
(a)-(b) As of May 20, 2013, each Reporting Person may be deemed to have beneficial ownership (within the meaning of Rule 13d-3 under the Act) and shared power to vote or direct the vote of up to the amounts listed in the table below and may be deemed to constitute a group under Section 13(d) of the Act.
Reporting Person |
Class A Common Stock |
% of Class A (1) |
Class B Common Stock |
% of Class B (1) |
% Voting | |||||||||||||||
Sprint (2) |
739,010,818 | 52.5 | % | 708,087,860 | 91.5 | % | 50.2 | % | ||||||||||||
Sprint HoldCo (3) |
705,359,348 | 50.2 | % | 705,359,348 | 91.2 | % | 47.9 | % | ||||||||||||
SN UHC 1 (4) |
33,651,470 | 4.8 | % | 2,728,512 | 0.4 | % | 2.3 | % |
(1) | Shares of Class A Common Stock beneficially owned and the respective percentages of beneficial ownership of Class A Common Stock assumes the conversion of all shares of Class B Common Stock beneficially owned by such person or entity into Class A Common Stock, and the exercise of all options, warrants and other securities convertible into common stock beneficially owned by such person or entity currently exercisable or exercisable within 60 days of May 20, 2013. Shares issuable pursuant to the conversion of Class B Common Stock or the exercise of stock options and warrants exercisable within 60 days are deemed outstanding and held by the holder of such shares of Class B Common Stock, options or warrants for computing the percentage of outstanding common stock beneficially owned by such person, but are not deemed outstanding for computing the percentage of outstanding common stock beneficially owned by any other person. The respective percentages of beneficial ownership of Class A Common Stock and Class B Common Stock are based on 699,173,175 shares of Class A Common Stock and 773,732,672 shares of Class B Common Stock outstanding as of April 23, 2013, as reported in the Issuers Quarterly Report on Form 10-Q filed with the SEC on April 26, 2013. |
(2) | Consists of 705,359,348 shares of Class B Common Stock beneficially owned by Sprint HoldCo, 30,922,958 shares of Class A Common Stock beneficially owned by SN UHC 1 and 2,728,512 shares of Class B Common Stock beneficially owned by SN UHC 1. By virtue of the fact that Sprint HoldCo and SN UHC 1 are wholly-owned subsidiaries of Sprint, Sprint may be deemed to have shared voting and dispositive power with respect to the shares of Class A Common Stock owned by Sprint HoldCo and SN UHC 1. |
(3) | Consists of 705,359,348 shares of Class B Common Stock beneficially owned by Sprint HoldCo. |
(4) | Consists of 30,922,958 shares of Class A Common Stock beneficially owned by SN UHC 1 and 2,728,512 shares of Class B Common Stock beneficially owned by SN UHC 1. |
Except as set forth or incorporated herein or in the Appendices to the Schedule 13D, none of (i) the Reporting Persons and (ii) to the Sprint Entities knowledge, the persons set forth on Appendix A-1 through A-3 of the Schedule 13D, beneficially owns any shares of Class A Common Stock as of May 20, 2013.
In addition to the beneficial ownership of the Reporting Persons described herein, by virtue of the Equityholders Agreement and Voting Agreement, each of the Reporting Persons, together with the Comcast Entities, the BHN Entities, Intel Capital Wireless Investment Corporation 2008A, a Delaware corporation (the Intel A), Intel Capital Corporation, a Delaware corporation (Intel Capital), and Intel Capital (Cayman) Corporation, a Cayman Islands corporation (Intel Cayman and, together with Intel A and Intel Capital, the Intel Entities), may be deemed to be a member of a group under Section 13(d) of the Act, which may be deemed to beneficially own, have shared power to vote or direct the vote over and have shared dispositive power over the following shares of Class A Common Stock beneficially owned by the Comcast Entities, the BHN Entities and the Intel Entities:
| Amendment No.1 to Statement on Schedule 13D filed on December 19, 2013 by the Comcast Entities reports beneficial ownership of 88,504,132 shares of Class A Common Stock representing 12.7% of the Class A Common Stock; |
| Statement on Schedule 13D filed on October 26, 2012 by the BHN Entities reports beneficial ownership of 8,474,440 shares of Class A Common Stock representing 1.2% of the Class A Common Stock; and |
| Amendment No. 17 to the Statement on Schedule 13D filed by Intel Corporation on December 20, 2013 reports beneficial ownership of 94,076,878 shares of Class A Common Stock (which consists of 25,098,733 shares of Class A Common Stock held by Intel Capital, 3,333,333 shares of Class A Common Stock held by Intel Cayman and 65,644,812 shares of Class B Common Stock held by the Intel A) representing 12.3% of the Class A Common Stock. |
As described in Items 4 and 6 of this Schedule 13D, the Equityholders Agreement includes a voting agreement under which such Equityholders and their respective affiliates share the ability to elect a majority of the Issuers directors and the Voting Agreement includes a voting agreement under which the Equityholders and their respective affiliates agree to vote their shares of Common Stock to support the Merger. The Reporting Persons disclaim beneficial ownership of the shares of capital stock beneficially owned by such other Equityholders (other than the shares of capital stock beneficially owned by the Reporting Persons).
(c) Except as set forth or incorporated herein or in the Appendices to the Schedule 13D, none of (i) the Reporting Persons and (ii) to the Sprint Entities knowledge, the persons set forth on Appendices A-1 through A-3 of the Schedule 13D, has effected any transaction in Class A Common Stock during the 60 days prior to May 20, 2013.
(d) Not applicable.
(e) Not applicable.
Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. |
Item 6 of the Schedule 13D is amended and supplemented with the information contained in Item 4 of this Amendment, which is hereby incorporated by reference.
Item 7. | Material to be Filed as Exhibits. |
Item 7 of the Schedule 13D is hereby amended and supplemented by adding the following at the end thereof:
Exhibit No. |
Description | |
99.62 |
Letter to Clearwire Corporation from Sprint Nextel Corporation, dated as of May 20, 2013 | |
99.63 |
Second Amendment, dated as of May 21, 2013, to Agreement and Plan of Merger, dated as of December 17, 2012, by and among Sprint Nextel Corporation, Collie Acquisition Corp. and Clearwire Corporation | |
99.64 |
Consent and Agreement, dated as of May 20, 2013, by and among SOFTBANK CORP., Starburst II, Inc. and Sprint Nextel Corporation. |
SIGNATURE
After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated: May 21, 2013
Sprint Nextel Corporation | ||||
By | /s/ Charles R. Wunsch | |||
Name: | Charles R. Wunsch | |||
Title: | Senior Vice President, General Counsel and Corporate Secretary | |||
Sprint HoldCo, LLC | ||||
By | /s/ Charles R. Wunsch | |||
Name: | Charles R. Wunsch | |||
Title: | President | |||
SN UHC 1, Inc. | ||||
By | /s/ Charles R. Wunsch | |||
Name: | Charles R. Wunsch | |||
Title: | President |
Appendix A-1
EXECUTIVE OFFICERS AND DIRECTORS
OF
SPRINT
Set forth below is a list of each executive officer and director of Sprint setting forth the business address and present principal occupation or employment (and the name and address of any corporation or organization in which such employment is conducted) of each person. Unless otherwise indicated, each occupation set forth opposite an individuals name refers to such individuals employment with Sprint and each individual is a United States citizen.
Name and Business Address |
Present Principal Occupation (principal business of employer) |
Name and Address of Corporation or Other Organization (if different from address provided in Column 1) | ||
Daniel R. Hesse* Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
President and Chief Executive Officer of Sprint Nextel Corporation | |||
Joseph J. Euteneuer Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Chief Financial Officer of Sprint Nextel Corporation | |||
Paget L. Alves Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Chief Sales Officer of Sprint Nextel Corporation | |||
Robert L. Johnson Sprint Nextel Corporation 6200 Sprint Parkway Overland Park, KS 66251 |
Chief Service and Information Technology Officer | |||
Matthew Carter Sprint Nextel Corporation 6591 Irvine Center Dr., #100 Irvine, CA 92618 |
President Global Wholesale and Emerging Solutions | |||
Steven L. Elfman Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
President Network Operations and Wholesale of Sprint Nextel Corporation | |||
Michael C. Schwartz Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Senior Vice President Corporate and Business Development of Sprint Nextel Corporation | |||
Charles R. Wunsch 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Senior Vice President, General Counsel and Corporate Secretary of Sprint Nextel Corporation |
Ryan H. Siurek Sprint Nextel Corporation 6480 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President, Controller and Principal Accounting Officer of Sprint Nextel Corporation | |||
William M. Malloy Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Chief Marketing Officer | |||
Robert R. Bennett* Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Principal of Hilltop Investments, LLC, a private investment company. | Hilltop Investments, LLC 10900 Hilltop Road Parker, CO 80134 | ||
Gordon M. Bethune* Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Retired | |||
Larry C. Glasscock* Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Retired | |||
James H. Hance, Jr.* Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Chairman of the Board of Sprint Nextel Corporation and Senior Advisor of the Carlyle Group | Bank of America Corporation NCI-007-52-17 100 North Tryon Street Charlotte, NC 28255 | ||
V. Janet Hill* Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Principal, Hill Family Advisors. | Hill Family Advisors 4000 Legato Road, Suite 1100 Fairfax, VA 22033 | ||
Frank Ianna* Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Chief Executive Officer and Director, Attila Technologies LLC, a Technogenesis company | 425 Devonshire Drive Franklin Lakes, NJ 07417 | ||
Sven-Christer Nilsson, a citizen of Sweden* Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Founder/Owner of Ripasso AB, a private business advisory company | Ripasso AB Utsiktsvägen 2 SE-260 83 Vejbystrand/Sweden | ||
William R. Nuti* Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Chairman of the Board, Chief Executive Officer and President of NCR Corporation, a global technology company | NCR Corporation 250 Greenwich Street, 35th Floor New York, NY 10007 | ||
Rodney ONeal* Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Chief Executive Officer and President of Delphi Automotive PLC, a global supplier of mobile electronics and transportation systems | Delphi Automotive PLC M/C 483-400-650 5725 Delphi Drive Troy, Michigan 48098-2815 |
* | Director |
Appendix A-2
EXECUTIVE OFFICERS AND DIRECTORS
OF
SPRINT HOLDCO
Set forth below is a list of each executive officer and director of Sprint HoldCo setting forth the business address and present principal occupation or employment (and the name and address of any corporation or organization in which such employment is conducted) of each person. Unless otherwise indicated, each occupation set forth opposite an individuals name refers to such individuals employment with Sprint HoldCo and each individual is a United States citizen.
Name and Business Address |
Present Principal Occupation (principal business of employer) |
Name and Address of Corporation or Other Organization (if different from address provided in Column 1) | ||
Directors |
||||
None managed by: SN UHC 4, Inc.; and c/o Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
||||
Executive Officers | ||||
Charles R. Wunsch Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
President of Sprint HoldCo, LLC | |||
Gregory D. Block Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President and Treasurer of Sprint HoldCo, LLC | |||
Timothy P. OGrady Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President and Secretary of Sprint HoldCo, LLC | |||
Ryan H. Siurek Sprint Nextel Corporation 6480 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President and Controller of Sprint HoldCo, LLC | |||
Paget L. Alves Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President of Sprint HoldCo, LLC | |||
Mark V. Beshears Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President of Sprint HoldCo, LLC | |||
Gary E. Charde Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President of Sprint HoldCo, LLC |
Douglas B. Lynn Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President of Sprint HoldCo, LLC | |||
John J. Mutrie, Jr. Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President of Sprint HoldCo, LLC | |||
Todd A. Rowley Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President of Sprint HoldCo, LLC |
Appendix A-3
EXECUTIVE OFFICERS AND DIRECTORS
OF
SN UHC 1
Set forth below is a list of each executive officer and director of SN UHC 1 setting forth the business address and present principal occupation or employment (and the name and address of any corporation or organization in which such employment is conducted) of each person. Unless otherwise indicated, each occupation set forth opposite an individuals name refers to such individuals employment with SN UHC 1 and each individual is a United States citizen.
Name and Business Address |
Present Principal Occupation (principal business of employer) |
Name and Address of Corporation or Other Organization (if different from address | ||
Charles R. Wunsch* Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
President of SN UHC 1, Inc. | |||
Ryan H. Siurek Sprint Nextel Corporation 6480 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President and Controller of SN UHC 1, Inc. | |||
Gregory D. Block Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President and Treasurer of SN UHC 1, Inc. | |||
Timothy P. OGrady* Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President and Secretary of SN UHC 1, Inc. | |||
John W. Chapman Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President and Asst. Secretary of SN UHC 1, Inc. | |||
Paget L. Alves Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President of SN UHC 1, Inc. | |||
Mark V. Beshears Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President of SN UHC 1, Inc. | |||
Gary E. Charde Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President of SN UHC 1, Inc. |
Lawrence R. Krevor Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President of SN UHC 1, Inc. | |||
Todd A. Rowley Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President of SN UHC 1, Inc. | |||
Patricia C. Tikkala Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Vice President of SN UHC 1, Inc. | |||
John J. Mutrie, Jr. Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Assistant Controller of SN UHC 1, Inc. | |||
Ceyhun (Jay) Cetin Sprint Nextel Corporation 6480 Sprint Parkway, Overland Park, Kansas 66251 |
Assistant Treasurer of SN UHC 1, Inc. | |||
Jennifer Dale Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Assistant Treasurer of SN UHC 1, Inc. | |||
Stefan K. Schnopp* Sprint Nextel Corporation 6200 Sprint Parkway, Overland Park, Kansas 66251 |
Assistant Secretary of SN UHC 1, Inc. |
* | Director |
EXHIBIT INDEX
Exhibit No. |
Description | |
99.1 |
Statement on Schedule 13D (the Initial Joint 13D Filing) filed on December 5, 2008 by Sprint Nextel Corporation, Sprint HoldCo, LLC, Comcast Corporation, Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., Time Warner Cable Inc., Time Warner Cable LLC, TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, Bright House Networks, LLC, BHN Spectrum Investments, LLC, Newhouse Broadcasting Corporation, Google Inc., Eagle River Holdings, LLC, Craig O. McCaw and CWCI, LLC | |
99.2 |
Amendment No. 1 to the Statement on Schedule 13D filed on February 27, 2009 by Sprint Nextel Corporation, Sprint HoldCo, LLC, Comcast Corporation, Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., Time Warner Cable Inc., Time Warner Cable LLC, TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, Bright House Networks, LLC, BHN Spectrum Investments, LLC, Newhouse Broadcasting Corporation, Google Inc. Eagle River Holdings, LLC, Craig O. McCaw and CWCI, LLC | |
99.3 |
Amendment No. 2 to the Statement on Schedule 13D (Amendment No. 2) filed on November 12, 2009 by Sprint Nextel Corporation, Sprint HoldCo, LLC, Comcast Corporation, Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., Time Warner Cable Inc., Time Warner Cable LLC, TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, Bright House Networks, LLC, BHN Spectrum Investments, LLC, Newhouse Broadcasting Corporation, Google Inc., Eagle River Holdings, LLC, Craig O. McCaw and CWCI, LLC | |
99.4 |
Amendment No. 3 to the Statement on Schedule 13D filed on December 22, 2009 by Sprint Nextel Corporation, Sprint HoldCo, LLC, Comcast Corporation, Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., Comcast Wireless Investment VI, Inc., Time Warner Cable Inc., Time Warner Cable LLC, TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, Bright House Networks, LLC, BHN Spectrum Investments, LLC, Newhouse Broadcasting Corporation, Google Inc., Eagle River Holdings, LLC, Craig O. McCaw and CWCI, LLC | |
99.5 |
Amendment No. 4 to the Statement on Schedule 13D (Amendment No. 4) filed on December 7, 2010 by Sprint Nextel Corporation, Sprint HoldCo, LLC, Comcast Corporation, Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., Comcast Wireless Investment VI, Inc., Time Warner Cable Inc., Time Warner Cable LLC, TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, Bright House Networks, LLC, BHN Spectrum Investments, LLC, Newhouse Broadcasting Corporation, Google Inc., Eagle River Holdings, LLC and Craig O. McCaw | |
99.6 |
Amendment No. 5 to the Statement on Schedule 13D filed on December 14, 2010 by Sprint Nextel Corporation, Sprint HoldCo, LLC, Comcast Corporation, Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., Comcast Wireless Investment VI, Inc., Time Warner Cable Inc., Time Warner Cable LLC, TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, Bright House Networks, LLC, BHN Spectrum Investments, LLC, Newhouse Broadcasting Corporation, Google Inc., Eagle River Holdings, LLC and Craig O. McCaw | |
99.7 |
Amendment No. 6 to the Statement on Schedule 13D filed on May 13, 2011 by Sprint Nextel Corporation, Sprint HoldCo, LLC, Comcast Corporation, Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., Comcast Wireless Investment VI, Inc., Time Warner Cable Inc., Time Warner Cable LLC, TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, Bright House Networks, LLC, BHN Spectrum Investments, LLC, Newhouse Broadcasting Corporation, Google Inc., Eagle River Holdings, LLC and Craig O. McCaw |
99.8 | Amendment No. 7 to the Statement on Schedule 13D (Amendment No. 7) filed on June 8, 2011 by Sprint Nextel Corporation, Sprint HoldCo, LLC, Comcast Corporation, Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., Comcast Wireless Investment VI, Inc., Time Warner Cable Inc., Time Warner Cable LLC, TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, Bright House Networks, LLC, BHN Spectrum Investments, LLC, Newhouse Broadcasting Corporation, Google Inc., Eagle River Holdings, LLC and Craig O. McCaw | |
99.9 | Amendment No. 8 to the Statement on Schedule 13D (Amendment No. 8) filed on December 16, 2011 by Sprint Nextel Corporation, Sprint HoldCo, LLC, Comcast Corporation, Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., Comcast Wireless Investment VI, Inc., Time Warner Cable Inc., Time Warner Cable LLC, TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, Bright House Networks, LLC, BHN Spectrum Investments, LLC, Newhouse Broadcasting Corporation, Google Inc., Eagle River Holdings, LLC and Craig O. McCaw | |
99.10 | Amendment No. 9 to the Statement on Schedule 13D (Amendment No. 9)filed on February 24, 2012 by Sprint Nextel Corporation, Sprint HoldCo, LLC, Comcast Corporation, Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., Comcast Wireless Investment VI, Inc., Time Warner Cable Inc., Time Warner Cable LLC, TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, Bright House Networks, LLC, BHN Spectrum Investments, LLC, Newhouse Broadcasting Corporation, Google Inc., Eagle River Holdings, LLC and Craig O. McCaw | |
99.11 | Amendment No. 10 to the Statement on Schedule 13D filed on March 14, 2012 by Sprint Nextel Corporation, Sprint HoldCo, LLC, Comcast Corporation, Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., Comcast Wireless Investment VI, Inc., Time Warner Cable Inc., Time Warner Cable LLC, TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, Bright House Networks, LLC, BHN Spectrum Investments, LLC, Newhouse Broadcasting Corporation, Google Inc., Eagle River Holdings, LLC and Craig O. McCaw | |
99.12 | Amendment No. 11 to the Statement on Schedule 13D (Amendment No. 11) filed on June 15, 2012 by Sprint Nextel Corporation, Sprint HoldCo, LLC, Comcast Corporation, Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., Comcast Wireless Investment VI, Inc., Time Warner Cable Inc., Time Warner Cable LLC, TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, Bright House Networks, LLC, BHN Spectrum Investments, LLC, Newhouse Broadcasting Corporation, Eagle River Holdings, LLC and Craig O. McCaw | |
99.13 | Amendment No. 12 to the Statement on Schedule 13D (Amendment No. 12) filed on September 14, 2012 by Sprint Nextel Corporation, Sprint HoldCo, LLC, Comcast Corporation, Comcast Wireless Investment, LLC, Time Warner Cable Inc., Time Warner Cable LLC, TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, Bright House Networks, LLC, BHN Spectrum Investments, LLC, Newhouse Broadcasting Corporation, Eagle River Holdings, LLC and Craig O. McCaw | |
99.14 | Amendment No. 13 to the Statement on Schedule 13D (Amendment No. 13) filed on October 3, 2012 by Sprint Nextel Corporation, Sprint HoldCo, LLC, Comcast Corporation, Comcast Wireless Investment, LLC, Time Warner Cable Inc., Time Warner Cable LLC, TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, Bright House Networks, LLC, BHN Spectrum Investments, LLC, Newhouse Broadcasting Corporation, Eagle River Holdings, LLC and Craig O. McCaw |
99.15 | Amendment No. 14 to the Statement on Schedule 13D (Amendment No. 14) filed on October 18, 2012 by Sprint Nextel Corporation, Sprint HoldCo, LLC, Eagle River Holdings, LLC and Craig O. McCaw | |
99.16 | Transaction Agreement and Plan of Merger, dated as of May 7, 2008, by and among Sprint Nextel Corporation, Clearwire Corporation, Comcast Corporation, Time Warner Cable Inc., Bright House Networks, LLC, Google Inc., and Intel Corporation (incorporated herein by reference to Exhibit 2.1 of Clearwire Corporations Current Report on Form 8-K filed May 7, 2008) | |
99.17 | Amendment No. 1 to the Transaction Agreement and Plan of Merger, dated as of November 21, 2008, by and among Sprint Nextel Corporation, Clearwire Corporation, Comcast Corporation, Time Warner Cable Inc., Bright House Networks, LLC, Google Inc., and Intel Corporation (incorporated herein by reference to Exhibit 2.1 of Clearwire Corporations Current Report on Form 8-K filed December 1, 2008) | |
99.18 | Equityholders Agreement, dated as of November 28, 2008, by and among Clearwire Corporation, Sprint HoldCo, LLC, Eagle River Holdings, LLC, Intel Capital Wireless Investment Corporation 2008A, Intel Capital Wireless Investment Corporation 2008B, Intel Capital Wireless Investment Corporation 2008C, Intel Capital Corporation, Intel Capital (Cayman) Corporation, Middlefield Ventures, Inc., Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., Google Inc., TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, BHN Spectrum Investments, LLC and, for the limited purpose of Sections 2.13, 2.14, 2.15 and Article 4, Sprint Nextel Corporation (incorporated herein by reference to Exhibit 4.1 of Clearwire Corporations Current Report on Form 8-K filed December 1, 2008) | |
99.19 | Strategic Investor Agreement, dated as of November 28, 2008, by and among Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, BHN Spectrum Investments, LLC, Google Inc., Comcast Corporation, Time Warner Cable Inc. and Bright House Networks, LLC (incorporated herein by reference to Exhibit 99.7 to the Initial Joint 13D Filing) | |
99.20 | Registration Rights Agreement, dated as of November 28, 2008, among Clearwire Corporation, Sprint Nextel Corporation, Eagle River Holdings, LLC, Intel Corporation, Comcast Corporation, Google Inc., Time Warner Cable Inc. and BHN Spectrum Investments LLC (incorporated herein by reference to Exhibit 4.2 of Clearwire Corporations Current Report on Form 8-K filed December 1, 2008) | |
99.21 | Amended and Restated Operating Agreement of Clearwire Communications LLC, dated as of November 28, 2008 (incorporated herein by reference to Exhibit 10.1 of Clearwire Corporations Current Report on Form 8-K filed December 1, 2008) | |
99.22 | Joint Filing Agreement, dated as of November 28, 2008, among the reporting persons to the Initial Joint 13D Filing and, solely for purposes of Sections 7, 8, 9 and 10, the Intel Entities, Intel Capital, Intel Cayman and Middlefield Ventures, Inc. (incorporated herein by reference to Exhibit 99.7 to the Initial Joint 13D Filing) | |
99.23 | Investment Agreement, dated as of November 9, 2009, by and among Sprint Nextel Corporation, Clearwire Corporation, Clearwire Communications LLC, Comcast Corporation, Time Warner Cable Inc., Bright House Networks, LLC, Eagle River Holdings, LLC and Intel Corporation (incorporated herein by reference to Exhibit 99.1 of Sprint Nextel Corporations Current Report on Form 8-K filed November 10, 2009) | |
99.24 | Non-Unanimous Written Consent to Action in Lieu of Special Meeting of the Stockholders of Clearwire Corporation, dated as of November 9, 2009, executed by Sprint HoldCo, LLC, Eagle River Holdings, LLC, Intel Capital Wireless Investment Corporation 2008A, Intel Capital Wireless Investment Corporation 2008B, Intel Capital Wireless Investment Corporation 2008C, Intel Capital Corporation, Intel Capital (Cayman) Corporation, Middlefield Ventures, Inc., Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., Google Inc., TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC and BHN Spectrum Investments, LLC (incorporated herein by reference to Exhibit 99.9 to Amendment No. 2) |
99.25 | Unanimous Consent and Waiver, dated as of November 9, 2009, by and among Clearwire Corporation, Clearwire Communications LLC, Sprint HoldCo, LLC, Eagle River Holdings, LLC, Intel Capital Wireless Investment Corporation 2008A, Intel Capital Wireless Investment Corporation 2008B, Intel Capital Wireless Investment Corporation 2008C, Intel Capital Corporation, Intel Capital (Cayman) Corporation, Middlefield Ventures, Inc., Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., Comcast Corporation, Google Inc., TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, BHN Spectrum Investments, LLC and Comcast Corporation, as Strategic Investor Representative (incorporated herein by reference to Exhibit 99.10 to Amendment No. 2 | |
99.26 | Form of Lock-up Agreement (incorporated herein by reference to Exhibit 99.11 to Amendment No. 4) | |
99.27 | Form of Preemptive Rights Waiver (incorporated herein by reference to Exhibit 99.12 to Amendment No. 4) | |
99.28 | Amendment to Equityholders Agreement, dated as of December 8, 2010, by and among Clearwire Corporation, Sprint HoldCo, LLC, Eagle River Holdings, LLC, Intel Capital Wireless Investment Corporation 2008A, Intel Capital Wireless Investment Corporation 2008B, Intel Capital Wireless Investment Corporation 2008C, Intel Capital Corporation, Intel Capital (Cayman) Corporation, Middlefield Ventures, Inc. and Comcast Corporation, as Strategic Investor Representative (incorporated herein by reference to Exhibit 4.11 of Clearwire Corporations Current Report on Form 8-K filed December 13, 2010) | |
99.29 | Letter to Clearwire Corporation from Sprint Nextel Corporation, dated as of June 1, 2011, pursuant to Section 2.13(j) of the Equityholders Agreement (incorporated herein by reference to Exhibit 99.14 to Amendment No. 7) | |
99.30 | Commitment Agreement, dated as of November 30, 2011, by and among Clearwire Corporation, Clearwire Communications LLC, Sprint HoldCo, LLC and Sprint Nextel Corporation (including the form of Note attached as Exhibit B thereto) (incorporated herein by reference to Exhibit 10.1 of Clearwire Corporations Current Report on Form 8-K filed December 5, 2011) | |
99.31 | Letter Agreement, dated as of November 30, 2011, by and among Clearwire Corporation, Clearwire Communications, LLC, Sprint HoldCo, LLC and Sprint Nextel Corporation (incorporated herein by reference to Exhibit 10.2 of Clearwire Corporations Current Report on Form 8-K filed December 5, 2011) | |
99.32 | Letter to Clearwire Corporation from Sprint Nextel Corporation, dated as of December 12, 2011, regarding Notice of Exercise of Preemptive Rights (incorporated herein by reference to Exhibit 99.17 to Amendment No. 8) | |
99.33 | Investment Agreement, dated as of December 13, 2011, by and among Clearwire Corporation, Clearwire Communications LLC and Sprint HoldCo, LLC (incorporated herein by reference to Exhibit 99.18 to Amendment No. 8) | |
99.34 | Form of 2011 Lock-Up Agreement (incorporated herein by reference to Exhibit 99.19 to Amendment No. 8) | |
99.35 | Non-Unanimous Written Consent to Action in Lieu of Special Meeting of the Stockholders of Clearwire Corporation, dated as of December 7, 2011, executed by Sprint HoldCo, LLC, Comcast Corporation, as Strategic Investor Representative, Intel Capital Wireless Investment Corporation 2008A, Intel Capital Wireless Investment Corporation 2008B, Intel Capital Wireless Investment Corporation 2008C, Intel Capital Corporation, Intel Capital (Cayman) Corporation and Middlefield Ventures, Inc. (incorporated herein by reference to Exhibit 99.20 to Amendment No. 8) | |
99.36 | Letter to the Comcast Corporation, Time Warner Cable Inc., Bright House Networks, LLC, Advance/Newhouse Partnership and Intel Corporation from Google Inc., dated as of February 7, 2012, pursuant to Section 5(a) of the Strategic Investor Agreement, dated as of November 28, 2008, by and among Comcast Wireless Investment I, Inc., Comcast Wireless Investment II, Inc., Comcast Wireless Investment III, Inc., Comcast Wireless Investment IV, Inc., Comcast Wireless Investment V, Inc., TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC, TWC Wireless Holdings III LLC, BHN Spectrum Investments, LLC, Google Inc., Comcast Corporation, Time Warner Cable Inc. and Bright House Networks, LLC (incorporated herein by reference to Exhibit 99.21 to Amendment No. 9) |
99.37 | Letter to Sprint Nextel Corporation, Eagle River Holdings, LLC, Comcast Corporation, Time Warner Cable Inc., Bright House Networks, LLC, Advance/Newhouse Partnership and Intel Corporation from Google Inc., dated as of February 16, 2012, pursuant to Section 3.3 of the Equityholders Agreement (incorporated herein by reference to Exhibit 99.22 to Amendment No. 9) | |
99.38 | Letter to Clearwire Corporation from Sprint Nextel Corporation, dated as of June 8, 2012, pursuant to Section 2.13(j) of the Equityholders Agreement (incorporated herein by reference to Exhibit 99.23 to Amendment No. 11) | |
99.39 | Letter to Comcast Corporation and Bright House Networks, LLC from TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC and TWC Wireless Holdings III LLC, dated as of August 29, 2012, pursuant to Section 5(a) of the Strategic Investor Agreement (incorporated herein by reference to Exhibit 99.24 to Amendment No. 12) | |
99.40 | Request Notice to Clearwire from TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC and TWC Wireless Holdings III LLC, dated as of August 29, 2012, pursuant to Section 3(c)(ii) and (d) of the Registration Rights Agreement (incorporated herein by reference to Exhibit 99.25 to Amendment No. 12) | |
99.41 | Exchange Notice to Clearwire Communications LLC and Clearwire Corporation, dated as of September 4, 2012, pursuant to Section 7.9(c) of the Operating Agreement (incorporated herein by reference to Exhibit 99.26 to Amendment No. 12) | |
99.42 | Letter to Sprint Nextel Corporation, Eagle River Holdings, LLC, Comcast Corporation, Bright House Networks, LLC and Intel Corporation from TWC Wireless Holdings I LLC, TWC Wireless Holdings II LLC and TWC Wireless Holdings III LLC, dated as of September 7, 2012, pursuant to Section 3.3 of the Equityholders Agreement (incorporated herein by reference to Exhibit 99.27 to Amendment No. 12) | |
99.43 | Exchange Notice to Clearwire Communications LLC and Clearwire Corporation from Comcast Wireless Investment, LLC, dated as of September 18, 2012, pursuant to Section 7.9(c) of the Operating Agreement (incorporated herein by reference to Exhibit 99.28 to Amendment No. 13) | |
99.44 | Interest Notice pursuant to Section 3.3 of the Equityholders Agreement from Eagle River Holdings, LLC dated as of October 17, 2012 (incorporated herein by reference to Exhibit 99.29 of Amendment No. 14 to Schedule 13D filed on October 18, 2012 by the Sprint Entities and the ERH Entities) | |
99.45 | Response Letter pursuant to Section 3.3 of the Equityholders Agreement from Sprint HoldCo, LLC to Eagle River Holdings, LLC dated as of October 17, 2012 (incorporated herein by reference to Exhibit 99.30 of Amendment No. 14 to Schedule 13D filed on October 18, 2012 by the Sprint Entities and the ERH Entities) | |
99.46 | Joint Filing Agreement, dated as of October 17, 2012, by and among Eagle River Holdings, LLC, Craig O. McCaw, Sprint HoldCo, LLC and Sprint Nextel Corporation (incorporated herein by reference to Exhibit 99.31 of Amendment No. 14 to Schedule 13D filed on October 18, 2012 by the Sprint Entities and the ERH Entities) | |
99.47 | Letter to Clearwire Corporation from Sprint HoldCo, LLC pursuant to Section 3.9 of the Equityholders Agreement and Section 7.11 of the Operating Agreement, dated December 10, 2012* | |
99.48 | Assignment and Assumption Agreement by SN UHC 1, Inc., dated December 11, 2012* | |
99.49 | Assignment and Assumption Agreement by SN UHC 1, Inc., dated December 11, 2012* | |
99.50 | Joint Filing Agreement, dated as of December 13, 2012, by and among Sprint HoldCo, LLC, SN UHC 1, Inc. and Sprint Nextel Corporation* |
99.51 | Agreement and Plan of Merger, dated as of December 17, 2012, by and among Sprint Nextel Corporation, Collie Acquisition Corp. and Clearwire Corporation (incorporated by reference to Exhibit 2.1 of Sprint Nextel Corporations Current Report on Form 8-K filed on December 18, 2012) | |
99.52 | Irrevocable Exchange Agreement, dated as of December 17, 2012, by and among Clearwire Corporation, Sprint Nextel Corporation and Intel Capital Wireless Investment Corporation 2008A* | |
99.53 | Consent and Agreement, dated as of December 17, 2012, by and among SOFTBANK CORP., Starburst II, Inc. and Sprint Nextel Corporation* | |
99.54 | Voting and Support Agreement, dated as of December 17, 2012, among Clearwire Corporation and the persons named therein as stockholders of Clearwire Corporation and equityholders of Clearwire Communications, LLC, as applicable* | |
99.55 | Agreement Regarding Right of First Offer, dated as of December 17, 2012, among Sprint Holdco, LLC, Sprint Nextel Corporation, and the persons named therein as stockholders of Clearwire Corporation and equityholders of Clearwire Communications, LLC, as applicable* | |
99.56 | Note Purchase Agreement, dated as of December 17, 2012, by and among Clearwire Corporation, Clearwire Communications, LLC and Collie Finance, Inc., as issuers, and Sprint Nextel Corporation, as purchaser (incorporated by reference to Exhibit 10.1 of Sprint Nextel Corporations Current Report on Form 8-K filed on December 18, 2012) | |
99.57 | Form of Registration Rights Agreement, among Clearwire Corporation, as parent, Clearwire Communications LLC and Clearwire Finance, Inc., as issuers, the guarantors party thereto and Sprint Nextel Corporation (included in Exhibit 99.56) | |
99.58 | Form of Indenture, by and among the Clearwire Communications, LLC and Clearwire Finance, Inc., as issuers, the guarantors party thereto and [Wilmington Trust, National Association], as trustee (included in Exhibit 99.56) | |
99.59 | Form of Stock Delivery Agreement, among Clearwire Communications, LLC and Clearwire Finance, Inc., as issuers, and Clearwire Corporation (included in Exhibit 99.56) | |
99.60 | Second Amendment to Equityholders Agreement, dated as of December 17, 2012, by and among, Clearwire Corporation, Sprint HoldCo, LLC, SN UHC 1, Inc., Eagle River Holdings, LLC, Intel Capital Wireless Investment Corporation 2008A, Intel Capital Corporation, Intel Capital (Cayman) Corporation, Middlefield Ventures, Inc. and Comcast Corporation, as Strategic Investor Representative* | |
99.61 | Third Amendment to Equityholders Agreement, dated as of December 17, 2012, by and among, Clearwire Corporation, Sprint HoldCo, LLC, SN UHC 1, Inc., Intel Capital Wireless Investment Corporation 2008A, Intel Capital Corporation, Intel Capital (Cayman) Corporation, Middlefield Ventures, Inc. and Comcast Corporation, as Strategic Investor Representative* | |
99.62 | Letter to Clearwire Corporation from Sprint Nextel Corporation, dated as of May 20, 2013 | |
99.63 | Second Amendment, dated as of May 21, 2013, to Agreement and Plan of Merger, dated as of December 17, 2012, by and among Sprint Nextel Corporation, Collie Acquisition Corp. and Clearwire Corporation | |
99.64 | Consent and Agreement, dated as of May 20, 2013, by and among SOFTBANK CORP., Starburst II, Inc. and Sprint Nextel Corporation. |
* | Previously filed |
Exhibit 99.62
SPRINT NEXTEL CORPORATION
6200 Sprint Parkway
Overland Park, Kansas 66251
May 20, 2013
Clearwire Corporation
1475 120th Avenue Northeast
Bellevue, Washington 98005
Attention: Chief Executive Officer
Fax: (425) 505-6505
Ladies and Gentlemen:
Reference is hereby made to that certain Agreement and Plan of Merger (as amended, the Merger Agreement), dated as of December 17, 2012, by and among Clearwire Corporation, a Delaware corporation (Clearwire), Sprint Nextel Corporation, a Kansas corporation (Sprint), and Collie Acquisition Corp., a Delaware corporation. Capitalized terms used but not otherwise defined herein shall have the meanings set forth in the Merger Agreement.
The Board of Directors of Sprint has authorized and approved an increase in the Merger Consideration to $3.40 in cash, without interest. Attached is a draft amendment reflecting this increase for Clearwires consideration as well as an adjournment of the Company Stockholders Meeting to either May 29, 2013 or May 30, 2013. Sprint has sought and obtained the consent of SoftBank Corp. (SoftBank) and its affiliates to the draft amendment as required under Sprints existing merger agreement with SoftBank and its affiliates and the related consent and agreement Sprint entered into with SoftBank and its affiliates in connection with the Merger Agreement. Sprint intends to issue a press release before the market opens on Tuesday, May 21, 2013 publicly disclosing the proposed increase in the Merger Consideration and the related proposed adjournment of the Company Stockholders Meeting. This proposed increase in the Merger Consideration represents Sprints best and final offer.
We look forward to working with you and your counsel to implement the foregoing. Please feel free to call me with any questions
[Signature page follows]
SPRINT NEXTEL CORPORATION | ||
/s/ Charles Wunsch | ||
By: | Charles Wunsch | |
Title: | General Counsel, Senior Vice President and Corporate Secretary |
cc:
Clearwire Corporation
1475 120th Avenue Northeast
Bellevue, Washington 98005
Attention: Legal Department
Fax: (425) 216-7776
Kirkland & Ellis LLP
601 Lexington Avenue
New York, New York 10022
Attention: David Fox
Joshua N. Korff
David Feirstein
Fax: (212) 446-4640
Simpson Thacher & Bartlett LLP
425 Lexington Avenue
New York, New York 10017
Attention: Robert E. Spatt
Marni J. Lerner
Fax: (212) 455-2502
Exhibit 99.63
SECOND AMENDMENT TO
AGREEMENT AND PLAN OF MERGER
This Second Amendment (this Amendment) to the Merger Agreement (defined below) is made as of May 21, 2013 by and among: Sprint Nextel Corporation, a Kansas corporation (Sprint), Collie Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Sprint (Acquisition Corp.), and Clearwire Corporation, a Delaware corporation (the Company, and together with Sprint and Acquisition Corp., the Parties). Capitalized terms used but not defined in this Amendment have the meanings ascribed to them in the Merger Agreement.
RECITALS
WHEREAS, the Parties entered into that certain Agreement and Plan of Merger dated as of December 17, 2012, as amended by the First Amendment to Agreement and Plan of Merger, dated as of April 18, 2013 (such agreement as so amended, the Merger Agreement); and
WHEREAS, the Parties desire to amend the Merger Agreement to amend the definition of Merger Consideration therein and to provide for a delay of the Company Stockholders Meeting.
NOW, THEREFORE, in consideration of the foregoing and for other valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Parties hereby agree as follows:
1. AMENDMENT | TO MERGER AGREEMENT |
1.1 Amendment to Paragraph B of the Recitals of the Merger Agreement. Paragraph B of the Recitals of the Merger Agreement is hereby amended by deleting $2.97 therein and substituting therefor $3.40.
1.2 Amendment to Section 4.3(a) of the Merger Agreement. Section 4.3(a) of the Merger Agreement is hereby amended by deleting the second sentence thereof and substituting therefor the following:
The Company Stockholders Meeting was convened on May 21, 2013 and was immediately adjourned to May 31, 2013. The Company Stockholders Meeting will be held on May 31, 2013 subject to any reasonable delay (but not longer than 10 days per event), including to the extent required by the need to supplement or amend the Proxy Statement or as may be required by Law or regulatory or judicial process.
1
1.3 Additional Representations of the Company. The Company hereby represents and warrants to the Sprint Parties as follows:
(a) The Company has all requisite corporate power and authority to enter into this Amendment and, subject to the adoption of the Merger Agreement by the Required Company Stockholder Vote, to carry out its obligations under the Merger Agreement (as amended by this Amendment) and to consummate the transactions contemplated by the Merger Agreement (as amended by this Amendment).
(b) The execution and delivery of this Amendment by the Company and the consummation by the Company of the transactions contemplated by the Merger Agreement (as amended by this Amendment) have been duly authorized by all requisite corporate action on the part of the Company (other than obtaining the Required Company Stockholder Vote and filing of the Certificate of Merger with the Secretary of State of the State of Delaware as required by the DGCL). The execution and delivery of this Amendment by the Company and the consummation by the Company of the transactions contemplated by this Amendment have been duly authorized by all requisite corporate action on the part of the Company required under the Company Equityholders Agreement.
(c) This Amendment has been duly executed and delivered by the Company and, assuming the due authorization, execution and delivery of this Amendment by each Sprint Party, constitutes the valid and binding obligation of the Company, enforceable against the Company in accordance with its terms, except as such enforceability may be limited by the Bankruptcy Exceptions.
1.4 Additional Representations of the Sprint Parties. The Sprint Parties hereby represent and warrant to the Company as follows:
(a) Each Sprint Party has all requisite corporate power and authority to enter into this Amendment, to perform its obligations under this Amendment and to consummate the transactions contemplated by the Merger Agreement (as amended by this Amendment).
(b) The execution and delivery of this Amendment by each Sprint Party and the consummation by each Sprint Party of the transactions contemplated by the Merger Agreement (as amended by this Amendment) have been duly authorized by all requisite corporate action on the part of each Sprint Party.
(c) This Amendment has been duly executed and delivered by each Sprint Party and, assuming the due authorization, execution and delivery of this Amendment by the Company, constitutes the valid and binding obligation of each Sprint Party, enforceable against each Sprint Party in accordance with its terms, except as such enforceability may be limited by the Bankruptcy Exceptions.
1.5 Supplemental Proxy Materials; Schedule 13E-3 Amendment.
(a) Promptly following the execution of this Amendment, the Company shall prepare and disseminate a supplement to the Proxy Statement reflecting the increased Merger Consideration and the adjournment of the Company Stockholders Meeting and, without limiting Section 4.3 of the Merger Agreement, reaffirming the recommendation of the Companys Board of Directors (acting upon the recommendation of the
2
Special Committee) to the Companys stockholders that such stockholders vote FOR each of the proposals set forth in the Proxy Statement.
(b) The Parties shall prepare and file, in connection with the supplement to the Proxy Statement, an amendment to the Schedule 13E-3 reflecting this Amendment and the supplement to the Proxy Statement.
2. | GENERAL |
2.1 Full Force and Effect. Except to the extent specifically amended herein or supplemented hereby, the Merger Agreement remains in full force and effect.
2.2 Counterparts. This Amendment may be executed in one or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]
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IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed as of the date first written above.
SPRINT NEXTEL CORPORATION | ||
By: | /s/ Charles Wunsch | |
Name: | Charles Wunsch | |
Title: | General Counsel, SVP & Corporate Secretary | |
COLLIE ACQUISITION CORP. | ||
By: | /s/ Charles Wunsch | |
Name: | Charles Wunsch | |
Title: | President | |
CLEARWIRE CORPORATION | ||
By: | /s/ Erik Prusch | |
Name: | Erik Prusch | |
Title: | President & Chief Executive Officer |
[Signature page to the Second Amendment to the Merger Agreement]
Exhibit 99.64
CONSENT
THIS CONSENT (this Consent) is made as of the 20th day of May, 2013, by Starburst II, Inc., a Delaware corporation (Parent).
WHEREAS, SOFTBANK CORP., a Japanese kabushiki kaisha (SoftBank), Parent and Sprint Nextel Corporation, a Kansas corporation (the Company), entered into an Agreement and Plan of Merger, dated as of October 15, 2012, as amended by the First Amendment to Agreement and Plan of Merger, dated as of November 29, 2012, and the Second Amendment to Agreement and Plan of Merger, dated as of April 12, 2013 (such agreement as so amended, the SoftBank/Company Merger Agreement), to which Starburst I, Inc., a Delaware corporation and a wholly owned subsidiary of SoftBank, and Starburst III, Inc., a Kansas corporation and a wholly owned subsidiary of Parent (SoftBank Merger Sub), are also parties, pursuant to which SoftBank Merger Sub will merge with and into the Company, with the Company surviving the merger as a wholly owned subsidiary of Parent;
WHEREAS, pursuant to Section 5.2 of the SoftBank/Company Merger Agreement, the Company is prohibited from taking certain actions without the consent of Parent;
WHEREAS, the Company, Collie Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of the Company (Acquisition Corp.), and Clearwire Corporation, a Delaware corporation (Clearwire), entered into an Agreement and Plan of Merger, dated as of December 17, 2012, as amended by the First Amendment to Agreement and Plan of Merger, dated as of April 18, 2013 (such agreement as so amended, the Company/Clearwire Merger Agreement), pursuant to which Acquisition Corp. will merge with and into Clearwire, with Clearwire surviving the merger as a wholly owned subsidiary of the Company;
WHEREAS, SoftBank, Parent and the Company entered into a Consent and Agreement, dated as of December 17, 2012, pursuant to which SoftBank and Parent consented to the Companys entry into the Company/Clearwire Merger Agreement;
WHEREAS, pursuant to Section 2(f)(i) of the Consent and Agreement, the Company is prohibited from amending, modifying or entering into any supplement to, or waiving any material rights under (or extending the time for the performance by Clearwire or any other party under), the Company/Clearwire Merger Agreement without the consent of Parent;
WHEREAS, it is proposed that the Company, Acquisition Corp. and Clearwire enter into an amendment, substantially in the form attached hereto as Exhibit A (the Amendment), to the Company/Clearwire Merger Agreement to amend the definition of Merger Consideration in Paragraph B of the Recitals thereof by deleting $2.97 in such definition and substituting therefor $3.40 and to provide for an adjournment of the Company Stockholders Meeting; and
WHEREAS, pursuant to Section 5.2 of the SoftBank/Company Merger Agreement and Section 2(f)(i) of the Consent and Agreement, the Company has requested that Parent, and Parent has agreed to, provide its written consent to the execution and delivery by the Company and Acquisition Corp. of the Amendment.
NOW, THEREFORE, Parent hereby consents for purposes of Section 5.2 of the SoftBank/Company Merger Agreement and Section 2(f)(i) of the Consent and Agreement to the execution and delivery by the Company and Acquisition Corp. of the Amendment, substantially in the form attached hereto as Exhibit A.
[Signature Page Follows]
IN WITNESS WHEREOF, Parent has executed this Consent as of the date first set forth above.
STARBURST II, INC. | ||||
By: | /s/ Ronald D. Fisher | |||
Name: | Ronald D. Fisher | |||
Title: | President |
[Signature Page to Starburst II, Inc. Consent]
EXHIBIT A
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